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Compliance-First AI Assistant For Wealth Financial Advisor

Scale Your Advice
Not Your Admin

The AI Intelligence Layer Purpose-Built for Wealth Management Workflows

AI-POWERED INSIGHTS AND ACTIONS

Advisor Copilot: Your Intelligence Partner

Empower your firm with an AI that works as hard as you do. Advisor Copilot synthesizes complex household data and meeting transcripts into actionable priorities, ensuring no opportunity is missed and every client feels heard.

CogniCor Advisor Copilot

AUTOMATED EFFICIENCY

Purpose Built Advisory Workflows

From client meetings to follow-ups, CogniCor automates what slows advisors down.

Schedule Meetings

Task Management

Answer Questions

Write Emails

Automate your calendar with smart scheduling and zero back-and-forth.

Save hours each week with tasks auto-created from life events.

Provide instant, compliant answers from firm-approved knowledge.

Send AI-drafted follow-ups tailored to your conversations.

FEATURED MODULE

AdvisorIQ Module

AdvisorIQ scans your entire book of business to detect unfunded education plans, complex tax transitions, and synthesized planning opportunities in real-time.

Client Review Prep

Sarah Williams • Portfolio Review

$2.4M

Total AUM

+12.3%

YTD Return

Synthesized Opportunity

Unfunded 529 Plan Detected

Client has two children (ages 8 and 10) but no education savings plan. Based on projected college costs, recommend establishing 529 plans with initial funding of $15,000 per child.

High Priority Potential Impact: $120K+ in tax savings.

CogniCor

Suggestion

  • Schedule 529 plan discussion in next meeting
  • Prepare state tax benefit comparison
  • Draft follow-up email with 529 resources

Real Results From Real Advisors

See how CogniCor is transforming wealth management practices with measurable impact.

3.5 hours

SAVED PER ADVISOR PER DAY

Reclaim productive time with AI-powered automation.

60–90 mins

SAVED PER MEETING

Prep + follow-ups + CRM updates (where enabled).

CASE STUDY

$8B+ RIA unlocks Advisor Productivity with CogniCor

  • 500+ hours saved per month in meeting prep, summary and CRM updates
  • 300+ hours of new opportunity and household insights unlocked
  • Seamless and informed Client transition between advisors

"CogniCor didn't change our advisory process. It eliminated the friction that prevented us from advising effectively. Every advisor likely knows the feeling of waking up at night, worried about missing something for a client. Incorporating CogniCor into our team reduces admin tasks, allowing us to focus on clients and decreasing the risk of something slipping through the cracks.."

90%

AUTOMATED ONBOARDING & ACCOUNT OPENING

Automation until last-mile approvals/exceptions.

2–4×

MORE PROACTIVE OPPORTUNITIES IDENTIFIED

Driven by household + portfolio + interaction signals.

Simply looking for a notetaker?
Think again.

Notetaker Tools

  • Meeting transcription
  • Call summaries
  • Basic CRM sync
  • Limited post-meeting context

Most tools stop at meeting notes. Cognicor builds deep intelligence for every advisor and household, surfacing insights, identifying opportunities, recommending next steps, and driving execution within your existing tech stack.

Cognicor: Intelligence Layer

  • Notetaker Included for Client and Internal Meetings
  • Opportunity identification
  • In-depth advisor & household insights
  • Suggested next steps
  • Guided meeting agendas & notes
  • Automated task creation & tracking
  • Embedded directly in your CRM

Chris Kerckhoff

President and Chief Executive Officer, Plancorp

What our Clients Say

Hear from leading wealth management firms about how CogniCor has transformed their practice.

CogniCor works with Custodians like TradePMR
CogniCor works with RIAs like Plancorp

"The intelligence layer eliminated the friction that slowed advising effectively at scale. Incorporating CogniCor’s Advisor Copilot allows us to allocate more bandwidth to client connections and reduces the risk of something slipping through the cracks."

CogniCor works with RIAs like Shufro Rose

Our Vision

We believe that wealth advisors deserve better tools. Tools that understand their clients, anticipate needs, and automate routine tasks so they can focus on what matters most: building meaningful relationships and delivering exceptional outcomes. Our Intelligence Layer connects disparate systems, normalizes data, and applies AI-powered insights to help advisors make smarter decisions faster.

SOC 2 Type 2 certification badge for CogniCor
CogniCor has AICPA SOC2 Type II certification
CogniCor is listed in Salesforce AppExchange
CogniCor wins Wealth Management Award

Multiple year Winner/Finalist of the Wealthies Award for Best Technology Vendor in categories of Artificial Intelligence, Workflow Automation and Meeting Support 

Winner of the Datos Insights Impact Award for Top Innovation in AI-Driven Advisor Copilot Solutions

Frequently Asked Questions

What is CogniCor’s AI platform for wealth?

CogniCor’s Advisor Copilot is an AI-powered platform designed for financial advisors, home offices, and investors. It includes copilots such as AdvisorIQ, FirmIQ, ClientMeet, ClientCare, ClientGuide, ClientWrite and ClientIQ that automate meeting preparation, compliance, client engagement, client communication, onboarding, and productivity workflows.

How do AI copilots or AI assistants help financial advisors?

The AI assistant helps advisors save time by automating routine, time-consuming tasks. It also highlights potential risks and opportunities within a client household, ensuring that no important details are overlooked. As a result, advisors can communicate more transparently, deliver personalized advice with ease, and build stronger, lasting client relationships.

Am I compliant with financial regulations when I use CogniCor?

Yes. With CogniCor’s AI copilots, compliance comes first. They are designed with compliance-first principles and align with the regulatory requirements of RIAs, broker-dealers, and large advisory firms.

What tasks can I automate with AI assistant?

AI Assistant can automate various routine tasks, such as scheduling appointments, preparing meeting agenda, drafting client communications and emails, managing service requests, automating onboarding, creating wealth profile, updating and streamlining financial plans and generating reports, freeing up advisors to focus on strategic activities.

Can CogniCor integrate with my existing systems?

Yes, CogniCor’s platform is designed to integrate seamlessly with most CRM, document management, and financial advisory systems, ensuring a smooth transition and consistent workflows.

Is the platform customizable to my firm’s specific needs?

Absolutely! CogniCor offers flexible modules that can be configured to match your firm’s unique requirements, ensuring that you get the most value out of the platform.

How do you keep my information safe?

Your data is protected with strong end-to-end encryption, whether it’s stored or being shared. We regularly check our systems for security, keep everything up to date, and work with your firm’s compliance teams to make sure our platform follows the highest standards of protection.

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